QuickStart Investment Management Questionnaire
Thank you for your interest in establishing an account with Brick Financial. We do not take custody of client assets. Your assets will be held in your name at online broker Foliofn.com (they will serve as custodian) and Brick Financial is granted limited trading authority on the account. (We also use Ameritrade as a custodial broker for some accounts. After filling out this form we may determine that your account would be better placed with Ameritrade.)
Please fill out the following information to establish your account. This is a condensed version of our Investment Management Questionnaire (IMQ) paper form. Please make sure you review our ADV Form II. (Most of the information in this document can also be found on our website.)
Notes about each Section of the QuickStart IMQ:
If you have any questions about the services we provide please feel free to contact us and we will respond directly.